Securities Analyst
Equity Research – Buy Side
• Conduct original research developing equity
investment ideas
• Develop financial models for stock selection
• Work with senior management to obtain company
and industry information
• Work with active Equity Portfolio Managers to
test the latest thinking on stock selection, asset
allocation, industry forecasting, risk management
and optimization
• Conduct financial analyses and valuations of
companies, analyze corporate strategies, and
develop insights into the capital market’s
perspective of a company and recommend long
and short views
Research
• Research and evaluate companies
• Research market and industry trends
• Synthesize and interpret data
Analytical: Quantitative and Qualitative
• Formulate levels of risk
• Company analysis
• Evaluate financial standing of investments and financial statements
• Analyze investments based on qualitative information, such as the
company’s philosophy, staff, etc.
Communication
• Strong writing skills
• Organize and communicate decisions
• Build relationships and maintain contact with investment banks
and corporate representatives
Leadership
• Manage investment exposures within a controlled risk framework
• Formulate buy/sell ideas and recommendations, and participate in
decision making
• Organize work flow and tasks
• Pay close attention to detail
• Maintain integrity and exercise good judgment
Knowledge & Experience
• Accounting background
• Knowledge and passion for the market and investing
Securities Analyst
Equity Research – Sell Side
• Conduct original research developing and
enhancing stock selection models
• Work with active Equity Portfolio Managers to
test the latest thinking on stock selection, asset
allocation, industry forecasting, risk management
and optimization
• Conduct financial analyses and valuations of
companies, analyze corporate strategies, and
develop insights into the capital market’s
perspective of a company
• Work with client service teams to identify and
evaluate critical financial and strategy issues
• Create and maintain financial models
• Write company and industry reports and notes on
companies for distribution to the institutional and
retail clients
• Market recommendations to institutional clients
• Work with senior management to obtain company
and industry information.
• Develop models for stock selection, sector
allocation, performance attribution and portfolio
risk analysis
• Perform fundamental and valuation analysis and
recommend long and short views
Research & Analysis
• Analyze individual company data, industry trends, and macro-
economic factors
• Interview company representatives to gather qualitative research
data
• Create financial models using Excel and other technology tools
• Synthesize and interpret data
• Calculate and quantify equity valuation
• Forecast earnings and stock prices
• Pay close attention to details
Communication
• Write research reports and updates on companies and industries
• Present and research ideas and sell recommendations to
institutional clients both directly and through sales force
• Prepare written material for morning calls
• Comfortable formulating and giving an opinion
• Adept at building working relationships with clients and sales
force
Leadership
• Ability to establish integrity and exercise good judgment
Knowledge & Experience
• Accounting background very helpful
• Involved in personal investing or mock portfolio
• Passion for the market